Efficiency, Liquidity, Transparency, Growth

Clauses for Cash Segment

Whereas the MEMBER is registered as TRADING MEMBER OF National Stock Exchange of India Ltd. on the Cash Market segment with SEBI Registration No. INB 230647033. Whereas the CONSTITUENT is desirous of investigating/trading in those securities admitted for dealing on the Exchange as defined in the Bye-Laws of the Exchange. Whereas the CONSTITUENT has satisfied itself of the MEMBER to deal in securities and wishes to execute his orders through him and CONSTITUENT shall continue to satisfy itself of such capability of the MEMBER before executing orders through him. Whereas the MEMBER has satisfied and shall continuously satisfy himself about the genuineness and financial soundness of the CONSTITUENT and investment objectives relevant to the service to be provided.

Risk Disclosure Document

This document should be read by each and every constituent before entering into derivatives trading and should read in conjunction with clause 4.3.3 of the NSE (futures & options) trading regulations of the National Stock Exchange of India Limited (NSEL) NSEL has not passed the merits of participating in this trading segment not has NSEL passed the adequacy or accuracy of this disclosure document. The brief statement does not disclose all the risks and other significant aspects of trading. In light of the risk you should undertake such transactions only if you understand the nature of the contract (and contractual relationships) into which you are entering and the extent of your exposure to risk.

Risk involved in Trading in Derivatives Contracts

We Effect of “leverage “or “gearing” The amount of margin is small relative to the value of the derivatives contract so the transactions are “leveraged “or “geared”. Derivatives trading which is conducted with a relatively small amount of margin provides the possibility of great profit or loss in comparison with the principal investment amount. But transaction in derivatives carries a high degree of risk. You should therefore completely understand the following statements before actually trading in derivatives trading and also trade with caution while taking into account one’s circumstances, financial resources, etc.

Risk - Reducing Orders or Strategies

The placing of certain orders (e.g. “stop – loss” orders, or “stop-limit” orders) which are intended to limit losses to execute such orders. Strategies using combinations of positions, such as “spread” positions, may be as risky as taking simple “long” or “short” positions. Suspensions or restriction of trading and pricing relationships Market conditions (e.g. illiquidity) and/or operation of the rules of the certain markets (e.g. the suspension of trading in any contract or contract month because of price limits or “circuit breakers”) may increase the risk of loss due to inability to liquidate/offset positions.

Deposited Cash and Property

You should familiarize yourself with the protections accorded to the money or other property you deposit particularly in the event of a firm insolvency or bankruptcy. The extent to which you may recover your money or property may be governed by specific legislation or local rules. In some jurisdiction, property which has been specifically identifiable as your own will be pro-rated in the same manner as cash for purposes of distribution in the event of a shortfall. In case of any dispute with the member, the same shall be subject to arbitration as per the byelaws/regulation of the exchange.

Risk of Option Holders

An option holder runs the risk of losing the entire amount paid for the option in a relatively short period of time. This risk reflects the nature of an option as a wasting asset which becomes worthless when it expires. An option holder who neither sells his option in the secondary market nor exercise it prior to its expiration will necessarily lose his entire investment in the option. If the price of the underlying does not change in the anticipated direction before the option expires to an extent sufficient to cover the cost of the option, the investor may lose all or a significant part of his investment in the option.

Risk of Option Writers.

Transactions that involve buying and writing multiple options in combination with buying or selling short the underlying interests, present additional risks to investors. Combination transactions, such as option spreads, are more complex that buying or writing a single option. And it should be further noted that, as in any area of investing, a complexity not well understood is, in itself a risk factor. While this is not to suggest that combination strategies should not be considered, it is advisable, as is the case with all investments in options, to consult with someone who is experienced and knowledgeable with respect to the risk and potential rewards of combination transactions under various market circumstances.

Policy on Handling of Equity SIP Orders of Clients

1. Objective

This policy defines the standard operating procedure for enabling and managing Equity Systematic Investment Plan (SIP) orders for clients trading through our platform. The objective is to promote disciplined and long-term investing while ensuring ease and transparency in executing equity SIP transactions.

2. Applicability

This policy applies to all registered clients using the following trading interfaces:

Note: Dealer logins do not have access to Equity SIP functionalities.

3. Features of Equity SIP

3.1 Stock Selection

Clients may select listed equity stocks of their choice for initiating SIPs.

3.2 Initiating SIP

To start a SIP, clients must:

1.Navigate to the Buy option for the selected stock.

2. Choose the SIP tab to configure the SIP settings.

3.3 Types of SIP

3.4 SIP Frequency Options

Clients can select from the following frequency options:

3.5 Installment Configuration

Clients must specify the total number of SIP installments when placing the order.

3.6 Price Conditions

3.7 Validity

Equity SIP orders remain active and execute as per the configured frequency until:

4. Margin & Fund Management

4.1 Margin Requirement

Adequate margin or available funds are mandatory for successful execution of Equity SIP orders.

4.2 Modes to Maintain Margin

Clients can maintain margins in either of the following forms:

4.3 Fund Transfer Timelines

In the absence of pledged securities, clients must ensure sufficient funds are available by transferring funds from their registered bank account at least one (1) trading day prior to the scheduled SIP execution date.

5. Tracking & Monitoring

Clients can track and review the status and history of all SIP transactions via: Trades → SIP Tab on the trading platform interface.

6. Important Disclaimers

Equity SIP orders are subject to market risks, price movements, and margin sufficiency.
Orders may fail to execute if adequate funds or pledged margins are not available at the time of execution.
Clients are advised to regularly monitor their SIP investments and adjust or cancel SIPs based on their financial goals and market conditions.

7. Investor Wealth Creation

Equity SIPs are designed to encourage long-term wealth creation and financial discipline. By investing at regular intervals, clients benefit from:

Simplified participation in equity markets

GTT Policy

Policy on Handling of Good Till Triggered (GTT) Orders

1. Overview

Good Till Triggered (GTT) orders allow clients to place buy or sell orders with predefined price conditions that remain valid for up to 364 days. These orders are automatically triggered when the market price meets the specified conditions. However, during corporate actions (such as stock splits, bonuses, rights issues, or mergers), GTT orders may be modified or cancelled to prevent unintended executions.

2. GTT Order Features

Accessibility :
Available only through client logins (Internet-Based Trading, Mobile App, or Browser). Dealer logins cannot access this feature.
Order Validity :
Each GTT order remains active for 364 days, unless triggered or cancelled by the client.
Trigger Conditions :
Price is Below: The order triggers when the market price falls below the set trigger price.
Price is Above: The order triggers when the market price rises above the set trigger price.
Immediately: The order executes immediately at market price when placed.
Combination Options :
Clients may combine :
Main Leg
Stop-Loss
Target Price in any configuration.
OCO (One Cancels the Other) Rule :
If both Stop-Loss and Target are set, triggering one automatically cancels the other. The Main Leg order remains independent of Stop-Loss and Target orders.

3. Handling GTT Orders During Corporate Actions

Order Cancellation :
Unexecuted GTT orders may be cancelled prior to or during corporate actions to avoid execution at erroneous prices. Clients will be promptly notified.
Order Retention :
If the corporate action (e.g., dividend announcement) does not significantly affect stock prices, GTT orders may be retained. The decision will be made at the discretion of ANS Private Limited, and clients will be informed accordingly.

4. Client Notification

ANS Private Limited will notify clients before the start of trading regarding:

Notifications will be sent through registered communication channels such as email, SMS, or trading platform alerts.

5. Support and Queries

For clarifications or queries regarding GTT order handling during corporate actions, clients can contact:

📧 customercare@anspl.net

Frequently Asked Questions (FAQ)

Q1. Who can place GTT orders?

Only clients via the website, mobile app, or trading platform. Dealers cannot place GTT orders.

Q2. How long are GTT orders valid?

Up to 364 days unless triggered or cancelled.

Q3. What happens if both Stop-Loss and Target are set?

Once one is triggered, the other is automatically cancelled.

Q4. Will my GTT order stay active during a corporate action?

It depends on the type of corporate action. Orders may be cancelled or retained based on the potential impact on stock price.

Q5. How will I know if my order is affected?

Clients will be notified via their registered channels before trading begins.

Bank Details
TM Name	Bank Name	Bank Account No.	IFSC Code	Tagging of Client Bank A/c
Jevin Stock Broker Pvt Ltd USCNB A/C	HDFC BANK LTD	57500001517618	HDFC0000006	Up Streaming Client Nodal Bank Account (USCNBA) Fund Receiving from Client